What does the “E” stand for in ERM?
Last week while attending a banking conference I found myself in a conversation about Enterprise Risk Management (ERM). I had made the comment that I was tired of constantly hearing different...
View ArticleRisk: The core issue behind regulatory requirements
There’s a joke of sorts within my personal circle of family and friends regarding what it is that I do these days. Ask me and I’ll tell you that I’m a regulatory compliance expert who advises...
View ArticleCFPB: Filling the regulatory void left by Sheila Bair
I was an unabashed fan of Sheila Bair and made no secret of that fact. She was a breath of fresh air in a line of work where everything is stale and always at least a little boring. Not that Martin...
View ArticleAre self-assessments the right way to go?
About a decade ago a family member chastised me for having an auto repair shop do my oil changes for me. She (yeah, you’re reading that right – “she”) pointed out how ridiculously easy it was to drain...
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